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FINRA Awards for Paul F. Faberman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0178212/02/2011Claimant(s): Richard Oldham
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Paul F. Faberman
Hearing Site: Birmingham, AL
Checkmark Icon$11,844
09-0715405/05/2011Claimant(s): Beth Goldman, Jay Boekelheide, Beth M. Goldman IRA Rollover (1), Beth M. Goldman IRA Rollover (2), Jay Boekelheide Film KEOGH, Jay Boekelheide IRA, Goldman-Boekelheide Family Trust U/A 06/
Claimant Lawyers(s): Monika Pleyer Lee
Respondent(s): Phillip Cordano, Stewart Viets, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Emily Woods, Ralph Robinson
Arbitrator(s): Paul F. Faberman
Hearing Site: San Francisco, CA
Checkmark Icon$0

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