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FINRA Awards for Terrance J. Nolan

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0348410/10/2024Claimant(s): Annmarie Cronin
Claimant Lawyers(s): Michael J. DeSantis
Respondent(s): Fidelity Brokerage Services LLC, Empower Retirement LLC
Respondent Lawyers(s): Daniel C. Fleming, Rebecca E. Swenson
Arbitrator(s): Terrance J. Nolan
Hearing Site: New York, NY
Checkmark Icon$39,731

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