FINRA Awards for Mary L. Williams

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01054	03/12/2012	Claimant(s): California State Teachers' Retirement Sy Claimant Lawyers(s): Thomas D. Long Respondent(s): Michelle Morton, Pacific American Securities Respondent Lawyers(s): Larry A. Walraven, Nicole E. Wurscher Arbitrator(s): Mary L. Williams, Harold K. Hunt, James M. Goldberg Hearing Site: Los Angeles, CA		$113,600
09-05541	01/04/2011	Claimant(s): Dawn Coulson, Steckbauer Weinhart Jaffe, LLP 401 (K) Claimant Lawyers(s): Jeffrey A. Cohen, William W. Steckbauer Respondent(s): Karen Rosen, The Rosen Group Respondent Lawyers(s): Karen Lyn Rosen Arbitrator(s): Mary L. Williams Hearing Site: Los Angeles, CA		$9,454
09-07236	07/20/2010	Claimant(s): Ronald Smith, Ronald S Smith A Law Corporation Claimant Lawyers(s): Ronald S. Smith Respondent(s): Wachovia Securities Financial Network, Wachovia Securities, Wells Fargo Advisors, Michael Scher Respondent Lawyers(s): William S. Port Arbitrator(s): Mary L. Williams Hearing Site: Los Angeles, CA		$38