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FINRA Awards for Walton L. Huff

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0450302/11/2010Claimant(s): Bernadette Harper
Claimant Lawyers(s): Bernadette Harper
Respondent(s): Dean Wolpert, BBVA Compass Investment Solutions
Respondent Lawyers(s): David A. Lester
Arbitrator(s): Walton L. Huff
Hearing Site: Houston, TX
Checkmark Icon$0
08-0308402/03/2009Claimant(s): Cynthia Laughlin, Louis Hoggatt
Claimant Lawyers(s): Louis N. Hoggatt
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Walton L. Huff
Hearing Site: Houston, TX
Checkmark Icon$0

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