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FINRA Awards for Bernadette Harper

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0450302/11/2010Claimant(s): Bernadette Harper
Claimant Lawyers(s): Bernadette Harper
Respondent(s): Dean Wolpert, BBVA Compass Investment Solutions
Respondent Lawyers(s): David A. Lester
Arbitrator(s): Walton L. Huff
Hearing Site: Houston, TX
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