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FINRA Awards for Joan Rockouski

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0145003/23/2009Claimant(s): Joan Rockouski, Duane and Shirley A. Sanders
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Dennis Marlow
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): Billy Kwan, David Butler, Patricia Mary Vondra
Hearing Site: Denver, CO
Checkmark Icon$60,000

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