FINRA Awards for Dana Sirkis Gloor

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03077	05/14/2020	Claimant(s): Mauricio Contreras Pallares Claimant Lawyers(s): Mauricio Contreras Pallares Respondent(s): Electronic Transaction Clearing., Mint Global Markets. Respondent Lawyers(s): Dana Sirkis Gloor, Eli Wishnivetski Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA		$0
16-02506	07/12/2018	Claimant(s): Sheldon & Judith Ferkey Revocable Trust Claimant Lawyers(s): Michael Schaalman Respondent(s): Judith Ferkey, TD Ameritrade Clearing., Sheldon Ferkey Respondent Lawyers(s): Dana Sirkis Gloor, Michael Schaalman Arbitrator(s): David J. Hase, Jonathan B. Gilbert, Susan L. Walker Hearing Site: Milwaukee, WI		$0