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FINRA Awards for Brian Ellis

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0108708/09/2011Claimant(s): Deborah Carroway, Gail Abdelnour, Michael Carroway & Robert James Carroway, James and Odette Abdelnour, Michael and Roslyn Abdelnour
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Joseph Crespi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian Ellis
Arbitrator(s): Peter Svorinic, James R. Collins, Roger Carl Markhus
Hearing Site: Boston, MA
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