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FINRA Awards for Kai Y. Gao

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0316609/21/2018Claimant(s): Guang Liu Ling and Anna Ling
Claimant Lawyers(s): Kai Y. Gao
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda H. Wright
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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