FINRA Awards for Thomas O'Brien

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02973	10/28/2019	Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute Claimant Lawyers(s): Frank "Kim" Breese Respondent(s): Raymond, James & Associates., Thomas O'Brien Respondent Lawyers(s): Stephen H. Kupperman Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman Hearing Site: Jackson, MS		$3,488,930