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FINRA Awards for SME Children

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0310205/23/2012Claimant(s): Esrick Investments, SME Capital, SME Children
Claimant Lawyers(s): John W. Waechter
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Triggs
Arbitrator(s): Jacque E. Sohm, Stephen I. Gilman, Peter A. Portley
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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