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FINRA Awards for Duane DeWispelaere

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0009606/05/2014Claimant(s): Arthur Gilman, Duane DeWispelaere, Hattie Wells, Herbert Pfuhl, Linda Delucia, Milton Pringle, Robert Geter, Sandra Kirin, Whitmore Cunningham, Linda Delucia behalf EST Angelo Delucia, Sandra Kirin behalf EST of James Kirin, Angelo J. DeLucia & Linda L. Delucia
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Ira Miller, Morgan Stanley Smith Barney LLC
Respondent Lawyers(s): Jonathan R. Cyprys
Arbitrator(s): Sandra Gale Behrle, Ira A. Auerbach, L. Paul Kehoe
Hearing Site: Buffalo, NY
Checkmark IconExpungement

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