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FINRA Awards for Lewis Shupe

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0454406/14/2012Claimant(s): Lewis Shupe
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julita Kargol
Arbitrator(s): Mark E. Hollern, Demetrio S. Timban, John E. Felch
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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