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FINRA Awards for Gerald Morris

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0158403/19/2009Claimant(s): Donna Main
Claimant Lawyers(s): Donna Main
Respondent(s): Wachovia Securities, Gerald Morris
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Dennis A. Torres
Hearing Site: Los Angeles, CA
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