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FINRA Awards for R. Diego Velazquez

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0266406/24/2011Claimant(s): Susan Ginsburg, David M. Ginsburg Test. Trust by S. Gins
Claimant Lawyers(s): R. Diego Velazquez
Respondent(s): Sanford C. Bernstein & Co., Laurence Bertan, Paul Cobuzzi, Alliancebernstein Investments.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Mitchell S. Friedman, Michael S. Perinelli, Edwin H. Bennett
Hearing Site: New York, NY
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