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FINRA Awards for Mary Carleton

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0469008/04/2010Claimant(s): Eugene Wittkopf Deceased IRA, The Barbara J. Wittkopf, IRA, The Wittkopf Family Bypass Trust, The Wittkopf Family Settlors Trust
Claimant Lawyers(s): Barbara Wittkopf
Respondent(s): Feltus McKowen, Mary Carleton, Broad Street Securities.
Respondent Lawyers(s): Charles W. Austin, Feltus B. McKowen, Stuart G. Burchard
Arbitrator(s): Cheryl D. Cassreino, Kurt D. Steiner, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
Checkmark Icon$558,586

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