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FINRA Awards for Newport Coast Securities.

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0039504/04/2014Claimant(s): Ellen Jackson, Thomas Jackson
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael D. Harrison, Milton N. Gross, Ted Paul Comfort
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0175307/02/2013Claimant(s): Christianne Meier
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Patrick DiGiacomo, Newport Coast Securities.
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$45,860

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