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FINRA Awards for Robert Rockefeller

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0014605/24/2022Claimant(s): Robert Rockefeller
Claimant Lawyers(s): Robert Rockefeller
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
Checkmark Icon$125

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