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FINRA Awards for Strategic Advisers

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0079603/10/2020Claimant(s): Charlene Robson, David Robson
Claimant Lawyers(s): Pamela S Duffy
Respondent(s): David Specht, Leslie Hankinson, Fidelity Brokerage Services LLC, Strategic Advisers
Respondent Lawyers(s): Nioah D. Sorkin
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Raleigh, NC
Checkmark Icon$34,125

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