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FINRA Awards for Kraig Mickelsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0369406/20/2014Claimant(s): Clara Lenz, Friedel Lenz
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kraig Mickelsen, Ausdal Financial Partners.
Respondent Lawyers(s): Gara Seagraves, Wendy S. Menghini
Arbitrator(s): Robert S. Sugarman, Philip J. Glick, Margaret Ann Angelucci
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0437512/03/2012Claimant(s): Wayne Jensen
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kraig Mickelsen, Ausdal Financial Partners.
Respondent Lawyers(s): Jeff Ziesman
Arbitrator(s): Daniel R. Formeller, Mary A. Duffy, David John Diersen
Hearing Site: Chicago, IL
Checkmark IconExpungement

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