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FINRA Awards for Franz C. Thame

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0564007/29/2011Claimant(s): Douglas M. Rudolph Partners, Ltd.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Franz C. Thame, Jerrold Levine, Bruce M. Alster
Hearing Site: Miami, FL
Checkmark IconExpungement

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