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FINRA Awards for John Steffen

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0283703/17/2015Claimant(s): The Estate of Harold Zimmerman
Claimant Lawyers(s): Robert R. Sparks
Respondent(s): John Steffen, Raymond James Financial Services., William Nagy, CFD Investments., Creative Financial Designs.
Respondent Lawyers(s): Erin K. Linehan, Paul D. Vink
Arbitrator(s): Stephen P. Calardo, Gregory P. Szuter, A. Brian McIntosh
Hearing Site: Cincinnati, OH
Checkmark Icon$165,148

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