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FINRA Awards for BNY Mellon Capital Markets

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0207510/09/2012Claimant(s): Leprino Foods Company
Claimant Lawyers(s): Michael G. Martin
Respondent(s): BNY Mellon Capital Markets
Respondent Lawyers(s): Todd E. Gordinier
Arbitrator(s): Samuel E. Wing, Melissa Dawn Hubbard, Robert M. Fusfeld
Hearing Site: Denver, CO
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