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FINRA Awards for Sharebuilder Securities Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0129111/02/2011Claimant(s): Joseph Trudel
Claimant Lawyers(s): Joseph Trudel
Respondent(s): Sharebuilder Securities Corporation
Respondent Lawyers(s): Curtis Martin
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
Checkmark Icon$0
08-0425006/12/2009Claimant(s): Charlotte Comfort
Claimant Lawyers(s): Charlotte Comfort
Respondent(s): Ing Direct Securities Inc., Sharebuilder Securities Corporation
Respondent Lawyers(s): C. Dean Little
Arbitrator(s): Stuart H. Dunn, Frank Warren Moore, Roderick B. Mathews
Hearing Site: Richmond, VA
Checkmark Icon$0

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