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FINRA Awards for Charles Morgan Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0187212/12/2014Claimant(s): Hereford Securities Management, S.A.
Claimant Lawyers(s): David H. Kalisek
Respondent(s): Juan Alejos, Charles Morgan Securities.
Respondent Lawyers(s): Benjamin Suess, Paul E. Taboada
Arbitrator(s): Murray S. Levin, Frank D. Connett, Richard L. Mitchell
Hearing Site: Omaha, NE
Checkmark Icon$0
11-0435705/09/2013Claimant(s): Process Engineering Services.
Claimant Lawyers(s): Michael E. Fasci
Respondent(s): Charles Morgan Securities.
Respondent Lawyers(s): Christopher P. Milazzo
Arbitrator(s): Robert V. Deiana
Hearing Site: Boston, MA
Checkmark Icon$37,309

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