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FINRA Awards for Royal Securities Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0294506/27/2019Claimant(s): Douglas D. and Joan L. Start
Claimant Lawyers(s): Joan L. Start
Respondent(s): Thomas Oakes, Royal Securities Company
Respondent Lawyers(s): Thomas Cameron Oakes, Troy Ernzer
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
Checkmark Icon$70,000
16-0282710/27/2017Claimant(s): Paul Gabriel
Claimant Lawyers(s): Paul Thomas Gabriel
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$0
11-0114602/07/2013Claimant(s): Angela Fini-Ross
Claimant Lawyers(s): Patrick A. Guentner
Respondent(s): Allen Green, A.Green Financial Group., Cullum & Burks Securities., Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak, Mark L. Kowalsky, Steven L. Burks, President
Arbitrator(s): Thomas Anthony Van Tiem, Ann W. Hartmann, Sandra J. Budnick
Hearing Site: Detroit, MI
Checkmark Icon$400,375

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