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FINRA Awards for Western America Brokerage LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0619810/04/2010Claimant(s): Carol West
Claimant Lawyers(s): Carol West
Respondent(s): Martin Gates, Omni Brokerage., Western America Brokerage LLC
Respondent Lawyers(s): Patrick L. Hinton, Rebecca E. Delany
Arbitrator(s): Jonathan Holman Hathaway, Benjamin Slomoff, Edward J. Harkins
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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