Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
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13-02776 | 12/02/2014 | Claimant(s): Pamela Mok, M.D. Roller IRA, M.D. SEP IRA, Paul Wood, Paul Wood and Pamela Mok Claimant Lawyers(s): Paul A. Wood Respondent(s): UBS Financial Services Inc., Maxwell Bardeen, Wyatt Larsen Respondent Lawyers(s): Michael Torres Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA | $0 |