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FINRA Awards for Abid A. Shah Trust UAD 9/12/92

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0432102/01/2010Claimant(s): Abid A. Shah Trust UAD 9/12/92
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Clyde McMullen, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Edith N. Dinneen, Jack A. Helms, Keith M. Crouse
Hearing Site: Tampa, FL
Checkmark Icon$255,000

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