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FINRA Awards for Larry A. Kimmel

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0036912/28/2021Claimant(s): Fibonacci Capital
Claimant Lawyers(s): Frank T.M. Catalina
Respondent(s): Andrew Lewis, Sanctuary Securities.
Respondent Lawyers(s): Christopher S. Stake
Arbitrator(s): Larry A. Kimmel, Judith C. Zerden, Julian F. Santos
Hearing Site: New York, NY
Checkmark Icon$40,789
06-0037102/06/2008Claimant(s): Rose Portolano
Claimant Lawyers(s): James A. Prestiano
Respondent(s): Anton Gerdes, Carl De Lucia, Harold Garrecht, Steven Gatto, East Shore Partners.
Respondent Lawyers(s): Michael P. Gilmore, Steven S. Gatto
Arbitrator(s): Larry A. Kimmel, Barry Feiden, Ronald J Betso
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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