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FINRA Awards for James Lloyd

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0015704/18/2019Claimant(s): James Lloyd, Susan Lloyd
Claimant Lawyers(s): Elisabeth S. Gray
Respondent(s): First Kentucky Securities Corporation
Respondent Lawyers(s): Richard Frankowski
Arbitrator(s): George G. Kurschner, Steven Michael McCauley, Anthony G. Belak
Hearing Site: Louisville, KY
Checkmark Icon$131,032

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