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FINRA Awards for Michael W. Delaney

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0325110/06/2010Claimant(s): Larry Hagman, Larry Hagman IRA CGM IRA Custodian, Larry Hagman Rollover IRA CGM, Larry Hagman & Maj I. Hagman Rev Trust, The Hagman Insurance Trust UAD 03/21/06
Claimant Lawyers(s): Philip Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Michael W. Delaney, Kenneth E. Kreh, Peter D. Steinbroner
Hearing Site: Los Angeles, CA
Checkmark Icon$11,118,800
09-0393306/25/2010Claimant(s): Ron Auren, Gal Corporation
Claimant Lawyers(s): Ron Auren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Michael W. Delaney, Esther A. Spachner, Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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