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FINRA Awards for Timothy Fredricks

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0380207/24/2015Claimant(s): James Randolph
Claimant Lawyers(s): David Liebrader
Respondent(s): Harry Rubins, Foothill Securities.
Respondent Lawyers(s): Timothy Fredricks
Arbitrator(s): Herbert L. Brown, Jonathan H. Krotinger, Sheldon Michaels
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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