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FINRA Awards for Richard L. Martens

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0415211/20/2009Claimant(s): Patricia Flanagan
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Patricia Ann Tracey, Thomas Lee Eubanks, John G. Shamp
Hearing Site: Columbia, SC
Checkmark Icon$185,000

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