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FINRA Awards for Gregory N. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0252909/16/2011Claimant(s): Robert Jones, Vera Jones
Claimant Lawyers(s): David Gaba
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Nancy E. Hochman, Clifford N. Coury, Gregory N. Smith
Hearing Site: Boise, ID
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