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FINRA Awards for James Schultz

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0253505/26/2022Claimant(s): Anthony Lombard
Claimant Lawyers(s): Anthony P. Monzo
Respondent(s): James Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): George Forest Bingham, Gordon M. Wase, John T. Hausladen
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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