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FINRA Awards for David Goldberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0641404/28/2010Claimant(s): S. McKittrick Trust, TTEE Sharon McKittr
Claimant Lawyers(s): Sharon McKittrick Coulton
Respondent(s): David Goldberg, UBS Financial Services Inc., Loy McGowan, Scott Vehslage
Respondent Lawyers(s): Alise Johnson
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
Checkmark Icon$2,225

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