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FINRA Awards for The Galloway Family Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0291507/15/2016Claimant(s): Joan Galloway, Robert Galloway, The Galloway Family Trust
Claimant Lawyers(s): Joshua H. Sisam
Respondent(s): Financial Advisers Of America
Respondent Lawyers(s): Kenneth Johnston
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Checkmark Icon$1,541,720

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