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FINRA Awards for Jean Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0725505/20/2011Claimant(s): Jean Brown
Claimant Lawyers(s): Wesley Lindon Clarke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Elena G. Rodriguez, William R. Alheim, Robert J. Bender
Hearing Site: Miami, FL
Checkmark Icon$0
07-0279609/15/2008Claimant(s): George Brown, Jean Brown
Claimant Lawyers(s): H. Dale Langley
Respondent(s): Stephen Westphal, Edward Jones
Respondent Lawyers(s): Lin Hughes
Arbitrator(s): Robert J. Gregory, Preston Deaton Rigsby, Robert Jerry Strader
Hearing Site: Dallas, TX
Checkmark Icon$0

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