FINRA Awards for Elliott Zachary Seff

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01641	07/20/2011	Claimant(s): Kurt Bochner, Bochner Oakwood Plaza LLC, Kurt Bochner K.B. Trust LLC Claimant Lawyers(s): David Liebrader Respondent(s): Kenneth Mcdonald, Crown Capital Securities L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Philip W. Burge, Elliott Zachary Seff, Donald A. Duncan Hearing Site: Los Angeles, CA		Expungement
09-07101	07/15/2011	Claimant(s): Pamela Brown, The Brown Revocable Living Trust Claimant Lawyers(s): Daniel W. Dunbar Respondent(s): Wells Fargo Investments, Patrick Vance Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Elliott Zachary Seff, Sharon Bruno, Janice A. Salter Hearing Site: Los Angeles, CA		Expungement
08-03212	05/11/2010	Claimant(s): Bruce Spector, Ilene Abramson, Laurence Abramson, Michael Piuze, Abramson Living Trust UAS 4/1/02, The Spector Family Trust U/A/D 08/16/93 Claimant Lawyers(s): Robert A. Uhl Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Steven Gourley, Stephen B. Benton, Elliott Zachary Seff Hearing Site: Los Angeles, CA		$1,557,200