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FINRA Awards for Patrick Vance

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0710107/15/2011Claimant(s): Pamela Brown, The Brown Revocable Living Trust
Claimant Lawyers(s): Daniel W. Dunbar
Respondent(s): Wells Fargo Investments, Patrick Vance
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Elliott Zachary Seff, Sharon Bruno, Janice A. Salter
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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