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FINRA Awards for Tom Garcia

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0215910/10/2013Claimant(s): Tom Garcia
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Michelle Judy Brant
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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