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FINRA Awards for Tim D. Bachus

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0218911/14/2007Claimant(s): John Rauch
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. Deprez
Arbitrator(s): Lawrence W. Arness, David William Russell, Tim D. Bachus
Hearing Site: Indianapolis, IN
Checkmark Icon$100,300

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