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FINRA Awards for Brian P. Nally

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0012011/16/2023Claimant(s): Shirley Karcher, The Amended and Restated Trust Agreement, The Edbert A. Karcher Irrevocable Mari
Claimant Lawyers(s): Ashlie Case Sletvold
Respondent(s): J.W. Cole Financial.
Respondent Lawyers(s): Brian P. Nally
Arbitrator(s): Gary B. Deutsch, David Minc, David N Brown
Hearing Site: Cleveland, OH
Checkmark Icon$135,000
21-0169710/11/2022Claimant(s): O'Toole, McLaughlin, Dooley & Pecora, OMDP, Co. LPA Cash Balance Plan
Claimant Lawyers(s): Jeffrey D. Zimon
Respondent(s): Brian Kahl, Mid Atlantic Financial Management., The Kahl Group
Respondent Lawyers(s): Brian P. Nally
Arbitrator(s): Gregory P. Szuter, Marques P.D. Richeson, Aleksandar Sava Rakic
Hearing Site: Cleveland, OH
Checkmark IconExpungement

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