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FINRA Awards for James Stark

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0082004/12/2012Claimant(s): Ricky Stark
Claimant Lawyers(s): Gerald Maltz
Respondent(s): James Stark, UBS Financial Services Inc.
Respondent Lawyers(s): Gerald Maltz, Philip A. Fortino
Arbitrator(s): Stephen J. Taddie, Eugene R. Nielson, James M. Arkoosh
Hearing Site: Phoenix, AZ

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