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FINRA Awards for William J. Travis

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0313711/14/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Andrew Bryan
Respondent Lawyers(s): Andrew T. Bryan
Arbitrator(s): William J. Travis, John N. Reidy, R. Phillip Reed
Hearing Site: St. Louis, MO

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