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FINRA Awards for James C. Browning

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0518705/16/2008Claimant(s): Michael Cain
Claimant Lawyers(s): Raymond L. Moss
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler
Hearing Site: Atlanta, GA

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