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FINRA Awards for Thomas Edward Sherzan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0297103/27/2019Claimant(s): Arthur Dinkin
Claimant Lawyers(s): Arthur Lawrence Dinkin
Respondent(s): Lisa Smith, Robert Sherwood, Thomas Sherzan, Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Lisa Marie Smith, Michael Sherzan, Robert Donald Sherwood, Thomas Edward Sherzan
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA

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