FINRA Awards for Lawrence R. Commers

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02569	11/13/2015	Claimant(s): Michelle Petersen Claimant Lawyers(s): Brock J. Specht Respondent(s): Allianz Life Financial Services Respondent Lawyers(s): Jodie F. Weinstein Arbitrator(s): Lawrence R. Commers, Robert Lee Nelson, Robert Drae Venters Hearing Site: Minneapolis, MN
13-00953	01/26/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Brooks Respondent Lawyers(s): Robert Jay Brooks Arbitrator(s): Lawrence R. Commers, Julie A. Hennen, Frederick Ramos Hearing Site: Minneapolis, MN
14-01098	01/13/2015	Claimant(s): CliftonLarsonAllen Wealth Advisors Claimant Lawyers(s): David P. Jendrzejek Respondent(s): Jean Wolfe Respondent Lawyers(s): Donald R. McNeil Arbitrator(s): Lawrence R. Commers, Terrence J. Fleming, Thomas J. Gmeinder Hearing Site: Minneapolis, MN
10-03348	12/14/2011	Claimant(s): Pruco Securities, Prudential Insurance Agency, The Purdential Insurance Co. of America Claimant Lawyers(s): Stephen Castaldo Respondent(s): Douglas Inlay Respondent Lawyers(s): Douglas E. Inlay Arbitrator(s): Thomas F. Mahoney, Lawrence R. Commers, Steven C. Despotovich Hearing Site: Des Moines, IA