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FINRA Awards for Laurence K. Richmond

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0491406/22/2011Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Laurence K. Richmond
Respondent(s): James Miller
Respondent Lawyers(s): Lisa Boynton
Arbitrator(s): Robert W. Edler
Hearing Site: Chicago, IL
Stipulated Award

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